Electronic contract notes can be issued by the broker only with the prior authorisation of the ________.(1.0 Marks)ClientADepository ParticipantBBankerCStock Exchanges

The contract note is issued by ___________.(1.0 Marks)Broker / Trading MemberADepository ParticipantBCustodianCStock Exchange

The journal entry for issuance of interest-bearing note for the issuer is:a.Debit: Accounts ReceivableCredit Notes Payableb.Debit: Notes PayableCredit: Accounts Payablec.Debit: Notes ReceivableCredit: Notes Payabled.Debit: Accounts PayableCredit: Notes Payable

__________ provides a transaction platform where buyers and sellers can meet to transact in securities.(1.0 Marks)Stock ExchangeASEBIBDepositoriesCMutual Funds

What is the role of a Depository Participant in the securities market?(1.0 Marks)Selling Securities Directly To InvestorsAProviding Trading Advice To InvestorsBSafeguarding And Maintaining Securities In Electronic FormCAuditing Stock Exchanges

The securities that are already issued are available for subsequent purchases and sales for any investor in*Follow on public offer of the issuerStock exchangesDepositories where they are heldOffice of the registrar and transfer agent